Similar Items

• Investment adviser industry reform : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, first session on H.R. 578, a bill to provide for recovery of costs of supervision and regulation of investment advisers and their activities, March 4, 1993.
  Published: (1993)
• Investment adviser industry reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Second Congress, second session, June 4 and 10, 1992.
  Published: (1992)
• An Act to Amend the Investment Advisers Act of 1940 to Exempt Investment Advisers, Who Solely Advise Certain Rural Business Investment Companies, and for Other Purposes.
  Published: (2019)
• Investment Advisers Act Amendments of 1976 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, second session on S. 2849, to amend the Investment Advisers Act of 1940 to authorize the Securities and Exchange Commission to prescribe standards of qualification and financial responsibility for investment advisers, and for other purposes, February 3 and 4, 1976.
  Published: (1976)
• Financial planners, investment advisers & broker-dealers : oversight & access to registration information /
  Published: (2013)