The RIA's compliance solution book : answers for the critical questions /

"A handbook for registered investment advisers that not only explains how regulations affect their firms, but also provides step by step directions on what they need to do to comply with them"--Provided by publisher.

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Bibliographic Details
Main Author: Demby, Elayne Robertson, 1962-
Format: eBook
Published: New York : Bloomberg Press, 2006.
Edition:1st ed.
Series:Bloomberg Professional.
Online Access:CONNECT