Showing 1 - 20 results of 58 for search 'United States. Securities and Exchange Commission', query time: 0.02s Refine Results
  1. 1
    The work of the Securities and Exchange Commission.

    The work of the Securities and Exchange Commission.

    Published 1949
    “…United States. Securities and Exchange Commission…”
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  2. 2
    Report on the feasibility and advisability of the complete segregation of the functions of dealer and broker : pursuant to section 11 (e) of the Securities Exchange Act of 1934 : Washington, D.C. June 20, 1936.

    Report on the feasibility and advisability of the complete segregation of the functions of dealer and broker : pursuant to section 11 (e) of the Securities Exchange Act of 1934 : W...

    Published 1936
    “…United States. Securities and Exchange Commission…”
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  3. 3
    SEC docket : a weekly compilation of releases from the Securities and Exchange Commission.

    SEC docket : a weekly compilation of releases from the Securities and Exchange Commission.

    Published 1973
    “…United States. Securities and Exchange Commission…”
    Full Text Availability
    Government Document Electronic Journal

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  4. 4
    Regulation S-X; under the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935 and Investment Company Act of 1940, form and content of financial statements, as in effect Oct. 14, 1970.

    Regulation S-X; under the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935 and Investment Company Act of 1940, form and content o...

    Published 1971
    “…United States. Securities and Exchange Commission…”
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  5. 5
    Annual report.

    Annual report.

    Published 1935
    “…United States. Securities and Exchange Commission…”
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  6. 6
    SEC monthly statistical review /

    SEC monthly statistical review /

    Published 1980
    “…United States. Securities and Exchange Commission…”
    Government Document Serial

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  7. 7
    Accounting series releases.

    Accounting series releases.

    Published 1969
    “…United States. Securities and Exchange Commission…”
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  8. 8
    SEC administrative policy re: balance-sheet treatment of deferred income-tax credits.

    SEC administrative policy re: balance-sheet treatment of deferred income-tax credits.

    Published 1961
    “…United States. Securities and Exchange Commission…”
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  9. 9
    SEC docket a weekly compilation of releases from the Securities and Exchange Commission.

    SEC docket a weekly compilation of releases from the Securities and Exchange Commission.

    Published 1973
    “…United States. Securities and Exchange Commission…”
    Government Document Microfilm Journal

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  10. 10
    Report on the municipal securities market /

    Report on the municipal securities market /

    Published 2012
    “…United States. Securities and Exchange Commission…”
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  11. 11
    Information security, SEC needs to improve controls over financial systems and data : report to the Chair, U.S. Securities and Exchange Commission.

    Information security, SEC needs to improve controls over financial systems and data : report to the Chair, U.S. Securities and Exchange Commission.

    Published 2014
    “…United States. Securities and Exchange Commission…”
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  12. 12
    Madoff Ponzi scheme : SEC failure and why /

    Madoff Ponzi scheme : SEC failure and why /

    Published 2010
    “…United States. Securities and Exchange Commission…”
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  13. 13
    Accounting series releases : (releases 1 to 77, inclusive) amended to March 10, 1956.

    Accounting series releases : (releases 1 to 77, inclusive) amended to March 10, 1956.

    Published 1956
    “…United States. Securities and Exchange Commission…”
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  14. 14
    Reports on banks securities activities of the Securities and Exchange Commission pursuant to section 11A(e) of the Securities and Exchange Act of 1934 (Public Law 94-29).

    Reports on banks securities activities of the Securities and Exchange Commission pursuant to section 11A(e) of the Securities and Exchange Act of 1934 (Public Law 94-29).

    Published 1977
    “…United States. Securities and Exchange Commission…”
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  15. 15
    Supplementary report of the Securities and Exchange Commission on S. 2054 (84th Congress) to the Committee on Banking and Currency, United States Senate.

    Supplementary report of the Securities and Exchange Commission on S. 2054 (84th Congress) to the Committee on Banking and Currency, United States Senate.

    Published 1957
    “…United States. Securities and Exchange Commission…”
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  16. 16
    The work of the Securities and Exchange Commission.

    The work of the Securities and Exchange Commission.

    Published 1957
    “…United States. Securities and Exchange Commission…”
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  17. 17
    The financial collapse of the Penn Central Company : staff report of the Securities and Exchange Commission to the Special Subcommittee on Investigations (with comments on H.R. 12128 by SEC and ICC).

    The financial collapse of the Penn Central Company : staff report of the Securities and Exchange Commission to the Special Subcommittee on Investigations (with comments on H.R. 121...

    Published 1972
    “…United States. Securities and Exchange Commission…”
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  18. 18
    Securities and Exchange Commission report to Congress on the accounting profession and the Commission's oversight role /

    Securities and Exchange Commission report to Congress on the accounting profession and the Commission's oversight role /

    Published 1978
    “…United States. Securities and Exchange Commission…”
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  19. 19
    Securities and Exchange Commission staff report on transactions in securities of the City of New York.

    Securities and Exchange Commission staff report on transactions in securities of the City of New York.

    Published 1977
    “…United States. Securities and Exchange Commission…”
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  20. 20
    Official transcript of proceedings before the Securities and Exchange Commission in the matter of S.E.C. rate structure investigation of national securities exchanges.

    Official transcript of proceedings before the Securities and Exchange Commission in the matter of S.E.C. rate structure investigation of national securities exchanges.

    Published 1968
    “…United States. Securities and Exchange Commission…”
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